Our Staff has compiled our research into a database of FINRA Broker Allegations for Donald Lee Smith.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Donald Lee Smith | 1134141 | 4 | 03/27/2023 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
| Donald Lee Smith | 1134141 | 4 | 04/01/2020 | Customer Dispute | Award / Judgment | $31,666.00 | $0.00 | See Allegations |
| Donald Lee Smith | 1134141 | 4 | 07/31/1997 | Employment Separation After Allegations | $0.00 | $0.00 | See Allegations |