Our Staff has compiled our research into a database of FINRA Broker Allegations for Kent William Casey.
Search by Allegation Text:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
---|---|---|---|---|---|---|---|---|
Kent William Casey | 1128521 | 3 | 06/01/1988 | Customer Dispute | Settled | $44,345.00 | $0.00 | See Allegations |
Kent William Casey | 1128521 | 3 | 10/26/1987 | Customer Dispute | Settled | $125,000.00 | $0.00 | See Allegations |
Kent William Casey | 1128521 | 3 | 01/01/1982 | Customer Dispute | Award / Judgment | $0.00 | $14,394.30 | See Allegations |