Our Staff has compiled our research into a database of FINRA Broker Allegations for Hal Horace Smith.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Hal Horace Smith | 1107410 | 1 | 03/10/1972 | Regulatory | Final | $0.00 | $0.00 | See Allegations |