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FINRA Broker Allegations for Robert Eric Pollack

Our Staff has compiled our research into a database of FINRA Broker Allegations for Robert Eric Pollack.

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Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted Allegations
Robert Eric Pollack1099521210/08/2009Customer DisputeSettled$1,352,710.00$0.00See Allegations
Robert Eric Pollack1099521211/21/1997Customer DisputeWithdrawn$400,000.00$0.00See Allegations

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