Our Staff has compiled our research into a database of FINRA Broker Allegations for Robert Eric Pollack.
Search by Allegation Text:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
---|---|---|---|---|---|---|---|---|
Robert Eric Pollack | 1099521 | 2 | 10/08/2009 | Customer Dispute | Settled | $1,352,710.00 | $0.00 | See Allegations |
Robert Eric Pollack | 1099521 | 2 | 11/21/1997 | Customer Dispute | Withdrawn | $400,000.00 | $0.00 | See Allegations |