Our Staff has compiled our research into a database of FINRA Broker Allegations for Ricky Alan Mantei.
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Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
---|---|---|---|---|---|---|---|---|
Ricky Alan Mantei | 1098981 | 45 | 10/25/2018 | Customer Dispute | Closed-No Action | $233,238.00 | $0.00 | See Allegations |