Our Staff has compiled our research into a database of FINRA Broker Allegations for Bruce Jude Guarino.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Bruce Jude Guarino | 1096719 | 11 | 06/10/2022 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
| Bruce Jude Guarino | 1096719 | 11 | 01/07/2020 | Customer Dispute | Award / Judgment | $252,546.00 | $0.00 | See Allegations |
| Bruce Jude Guarino | 1096719 | 11 | 06/28/2013 | Customer Dispute | Settled | $74,924.80 | $0.00 | See Allegations |
| Bruce Jude Guarino | 1096719 | 11 | 11/02/2012 | Customer Dispute | Award / Judgment | $200,000.00 | $210,995.00 | See Allegations |
| Bruce Jude Guarino | 1096719 | 11 | 10/15/2012 | Customer Dispute | Settled | $407,308.00 | $0.00 | See Allegations |
| Bruce Jude Guarino | 1096719 | 11 | 09/26/2011 | Customer Dispute | Pending | $50,000.00 | $0.00 | See Allegations |
| Bruce Jude Guarino | 1096719 | 11 | 09/23/2011 | Customer Dispute | Settled | $300,000.00 | $0.00 | See Allegations |
| Bruce Jude Guarino | 1096719 | 11 | 11/04/2010 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
| Bruce Jude Guarino | 1096719 | 11 | 04/09/2010 | Customer Dispute | Settled | $370,000.00 | $0.00 | See Allegations |
| Bruce Jude Guarino | 1096719 | 11 | 02/01/2002 | Customer Dispute | Settled | $20,000.00 | $0.00 | See Allegations |