Our Staff has compiled our research into a database of FINRA Broker Allegations for Nelson Rodriguez Fernandez.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Nelson Rodriguez Fernandez | 1092772 | 80 | 08/22/2014 | Customer Dispute | Settled | $159,000.00 | $0.00 | See Allegations |
| Nelson Rodriguez Fernandez | 1092772 | 80 | 08/07/2014 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See Allegations |
| Nelson Rodriguez Fernandez | 1092772 | 80 | 07/07/2014 | Customer Dispute | Settled | $1,289,140.00 | $0.00 | See Allegations |
| Nelson Rodriguez Fernandez | 1092772 | 80 | 06/16/2014 | Customer Dispute | Settled | $300,000.00 | $0.00 | See Allegations |
| Nelson Rodriguez Fernandez | 1092772 | 80 | 05/05/2014 | Customer Dispute | Settled | $675,000.00 | $0.00 | See Allegations |
| Nelson Rodriguez Fernandez | 1092772 | 80 | 04/14/2014 | Customer Dispute | Settled | $3,276,770.00 | $0.00 | See Allegations |
| Nelson Rodriguez Fernandez | 1092772 | 80 | 04/01/2014 | Customer Dispute | Settled | $300,000.00 | $0.00 | See Allegations |
| Nelson Rodriguez Fernandez | 1092772 | 80 | 03/14/2014 | Customer Dispute | Settled | $2,470,000.00 | $0.00 | See Allegations |
| Nelson Rodriguez Fernandez | 1092772 | 80 | 12/09/2013 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See Allegations |
| Nelson Rodriguez Fernandez | 1092772 | 80 | 11/28/2005 | Customer Dispute | Settled | $1,308,660.00 | $0.00 | See Allegations |