Our Staff has compiled our research into a database of FINRA Broker Allegations for Nelson Rodriguez Fernandez.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Nelson Rodriguez Fernandez | 1092772 | 80 | 11/06/2017 | Customer Dispute | Settled | $182,133.00 | $0.00 | See Allegations |
| Nelson Rodriguez Fernandez | 1092772 | 80 | 10/10/2017 | Customer Dispute | Settled | $500,000.00 | $0.00 | See Allegations |
| Nelson Rodriguez Fernandez | 1092772 | 80 | 09/12/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See Allegations |
| Nelson Rodriguez Fernandez | 1092772 | 80 | 08/31/2017 | Customer Dispute | Award / Judgment | $7,309,510.00 | $0.00 | See Allegations |
| Nelson Rodriguez Fernandez | 1092772 | 80 | 08/16/2017 | Customer Dispute | Settled | $0.00 | $0.00 | See Allegations |
| Nelson Rodriguez Fernandez | 1092772 | 80 | 07/13/2017 | Customer Dispute | Settled | $0.00 | $0.00 | See Allegations |
| Nelson Rodriguez Fernandez | 1092772 | 80 | 04/21/2017 | Customer Dispute | Settled | $2,300,000.00 | $0.00 | See Allegations |
| Nelson Rodriguez Fernandez | 1092772 | 80 | 04/19/2017 | Customer Dispute | Settled | $600,000.00 | $0.00 | See Allegations |
| Nelson Rodriguez Fernandez | 1092772 | 80 | 02/28/2017 | Customer Dispute | Settled | $0.00 | $0.00 | See Allegations |
| Nelson Rodriguez Fernandez | 1092772 | 80 | 12/29/2016 | Customer Dispute | Closed-No Action | $2,000,000.00 | $0.00 | See Allegations |