Our Staff has compiled our research into a database of FINRA Broker Allegations for Nelson Rodriguez Fernandez.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Nelson Rodriguez Fernandez | 1092772 | 80 | 01/15/2019 | Customer Dispute | Settled | $1,300,000.00 | $0.00 | See Allegations |
| Nelson Rodriguez Fernandez | 1092772 | 80 | 12/27/2018 | Customer Dispute | Settled | $450,000.00 | $0.00 | See Allegations |
| Nelson Rodriguez Fernandez | 1092772 | 80 | 11/09/2018 | Customer Dispute | Settled | $3,107,380.00 | $0.00 | See Allegations |
| Nelson Rodriguez Fernandez | 1092772 | 80 | 10/02/2018 | Customer Dispute | Settled | $722,423.00 | $0.00 | See Allegations |
| Nelson Rodriguez Fernandez | 1092772 | 80 | 07/25/2018 | Customer Dispute | Settled | $550,000.00 | $0.00 | See Allegations |
| Nelson Rodriguez Fernandez | 1092772 | 80 | 07/24/2018 | Customer Dispute | Settled | $275,000.00 | $0.00 | See Allegations |
| Nelson Rodriguez Fernandez | 1092772 | 80 | 06/27/2018 | Customer Dispute | Settled | $353,557.00 | $0.00 | See Allegations |
| Nelson Rodriguez Fernandez | 1092772 | 80 | 06/11/2018 | Customer Dispute | Settled | $2,600,000.00 | $0.00 | See Allegations |
| Nelson Rodriguez Fernandez | 1092772 | 80 | 05/25/2018 | Customer Dispute | Settled | $233,512.00 | $0.00 | See Allegations |
| Nelson Rodriguez Fernandez | 1092772 | 80 | 05/10/2018 | Customer Dispute | Settled | $825,151.00 | $0.00 | See Allegations |