Our Staff has compiled our research into a database of FINRA Broker Allegations for Nelson Rodriguez Fernandez.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Nelson Rodriguez Fernandez | 1092772 | 80 | 09/08/2015 | Customer Dispute | Settled | $50,000.00 | $0.00 | See Allegations |
| Nelson Rodriguez Fernandez | 1092772 | 80 | 09/08/2015 | Customer Dispute | Settled | $50,000.00 | $0.00 | See Allegations |
| Nelson Rodriguez Fernandez | 1092772 | 80 | 09/04/2015 | Customer Dispute | Settled | $830,000.00 | $0.00 | See Allegations |
| Nelson Rodriguez Fernandez | 1092772 | 80 | 08/24/2015 | Customer Dispute | Settled | $7,100,000.00 | $0.00 | See Allegations |
| Nelson Rodriguez Fernandez | 1092772 | 80 | 07/13/2015 | Customer Dispute | Settled | $324,153.00 | $0.00 | See Allegations |
| Nelson Rodriguez Fernandez | 1092772 | 80 | 06/29/2015 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See Allegations |
| Nelson Rodriguez Fernandez | 1092772 | 80 | 06/29/2015 | Customer Dispute | Settled | $2,000,000.00 | $0.00 | See Allegations |
| Nelson Rodriguez Fernandez | 1092772 | 80 | 04/21/2015 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See Allegations |
| Nelson Rodriguez Fernandez | 1092772 | 80 | 02/19/2015 | Customer Dispute | Settled | $500,000.00 | $0.00 | See Allegations |
| Nelson Rodriguez Fernandez | 1092772 | 80 | 02/02/2015 | Customer Dispute | Settled | $500,000.00 | $0.00 | See Allegations |