Our Staff has compiled our research into a database of FINRA Broker Allegations for Nelson Rodriguez Fernandez.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Nelson Rodriguez Fernandez | 1092772 | 80 | 06/27/2016 | Customer Dispute | Settled | $15,000,000.00 | $0.00 | See Allegations |
| Nelson Rodriguez Fernandez | 1092772 | 80 | 05/17/2016 | Customer Dispute | Settled | $50,000.00 | $0.00 | See Allegations |
| Nelson Rodriguez Fernandez | 1092772 | 80 | 05/16/2016 | Customer Dispute | Settled | $236,816.00 | $0.00 | See Allegations |
| Nelson Rodriguez Fernandez | 1092772 | 80 | 05/11/2016 | Customer Dispute | Settled | $3,000,000.00 | $0.00 | See Allegations |
| Nelson Rodriguez Fernandez | 1092772 | 80 | 03/01/2016 | Customer Dispute | Settled | $1,854,190,000.00 | $0.00 | See Allegations |
| Nelson Rodriguez Fernandez | 1092772 | 80 | 02/08/2016 | Customer Dispute | Settled | $5,000,000.00 | $0.00 | See Allegations |
| Nelson Rodriguez Fernandez | 1092772 | 80 | 01/21/2016 | Customer Dispute | Settled | $1,453,250.00 | $0.00 | See Allegations |
| Nelson Rodriguez Fernandez | 1092772 | 80 | 11/09/2015 | Customer Dispute | Settled | $244,000.00 | $0.00 | See Allegations |
| Nelson Rodriguez Fernandez | 1092772 | 80 | 09/25/2015 | Customer Dispute | Settled | $500,000.00 | $0.00 | See Allegations |
| Nelson Rodriguez Fernandez | 1092772 | 80 | 09/09/2015 | Customer Dispute | Settled | $1,769,000.00 | $0.00 | See Allegations |