Our Staff has compiled our research into a database of FINRA Broker Allegations for Nelson Rodriguez Fernandez.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Nelson Rodriguez Fernandez | 1092772 | 80 | 04/11/2018 | Customer Dispute | Settled | $3,000,000.00 | $0.00 | See Allegations |
| Nelson Rodriguez Fernandez | 1092772 | 80 | 03/15/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See Allegations |
| Nelson Rodriguez Fernandez | 1092772 | 80 | 02/07/2018 | Customer Dispute | Settled | $2,134,460.00 | $0.00 | See Allegations |
| Nelson Rodriguez Fernandez | 1092772 | 80 | 02/06/2018 | Customer Dispute | Settled | $173,692.00 | $0.00 | See Allegations |
| Nelson Rodriguez Fernandez | 1092772 | 80 | 02/05/2018 | Customer Dispute | Settled | $202,738.00 | $0.00 | See Allegations |
| Nelson Rodriguez Fernandez | 1092772 | 80 | 01/25/2018 | Customer Dispute | Settled | $3,000,000.00 | $0.00 | See Allegations |
| Nelson Rodriguez Fernandez | 1092772 | 80 | 12/07/2017 | Customer Dispute | Settled | $260,000.00 | $0.00 | See Allegations |
| Nelson Rodriguez Fernandez | 1092772 | 80 | 11/16/2017 | Customer Dispute | Settled | $164,395.00 | $0.00 | See Allegations |
| Nelson Rodriguez Fernandez | 1092772 | 80 | 11/06/2017 | Customer Dispute | Settled | $0.00 | $0.00 | See Allegations |
| Nelson Rodriguez Fernandez | 1092772 | 80 | 11/06/2017 | Customer Dispute | Settled | $182,133.00 | $0.00 | See Allegations |