Our Staff has compiled our research into a database of FINRA Broker Allegations for Audie Gean Rea.
Search by Allegation Text:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
---|---|---|---|---|---|---|---|---|
Audie Gean Rea | 1080152 | 3 | 11/28/2016 | Customer Dispute | Award / Judgment | $307,062.00 | $90,000.00 | See Allegations |
Audie Gean Rea | 1080152 | 3 | 10/30/2001 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See Allegations |
Audie Gean Rea | 1080152 | 3 | 09/01/1989 | Customer Dispute | Settled | $138,000.00 | $0.00 | See Allegations |