Our Staff has compiled our research into a database of FINRA Broker Allegations for Mary Alice Hansenfaris.
Search by Allegation Text:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
---|---|---|---|---|---|---|---|---|
Mary Alice Hansenfaris | 1076543 | 8 | 04/06/2012 | Customer Dispute | Settled | $10,000.00 | $0.00 | See Allegations |
Mary Alice Hansenfaris | 1076543 | 8 | 07/03/2003 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See Allegations |
Mary Alice Hansenfaris | 1076543 | 8 | 09/09/1997 | Customer Dispute | Denied | $22,250.00 | $0.00 | See Allegations |
Mary Alice Hansenfaris | 1076543 | 8 | 01/17/1997 | Customer Dispute | Settled | $77,082.80 | $0.00 | See Allegations |
Mary Alice Hansenfaris | 1076543 | 8 | 12/01/1993 | Customer Dispute | Settled | $57,837.00 | $0.00 | See Allegations |
Mary Alice Hansenfaris | 1076543 | 8 | 06/01/1993 | Customer Dispute | Settled | $107,136.00 | $0.00 | See Allegations |
Mary Alice Hansenfaris | 1076543 | 8 | 01/01/1993 | Customer Dispute | Settled | $144,363.00 | $0.00 | See Allegations |
Mary Alice Hansenfaris | 1076543 | 8 | 05/25/1990 | Customer Dispute | Award / Judgment | $500.00 | $500.00 | See Allegations |