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FINRA Broker Allegations for Mary Alice Hansenfaris

Our Staff has compiled our research into a database of FINRA Broker Allegations for Mary Alice Hansenfaris.

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Displaying 8 out of 8 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted Allegations
Mary Alice Hansenfaris1076543804/06/2012Customer DisputeSettled$10,000.00$0.00See Allegations
Mary Alice Hansenfaris1076543807/03/2003Customer DisputeClosed-No Action$0.00$0.00See Allegations
Mary Alice Hansenfaris1076543809/09/1997Customer DisputeDenied$22,250.00$0.00See Allegations
Mary Alice Hansenfaris1076543801/17/1997Customer DisputeSettled$77,082.80$0.00See Allegations
Mary Alice Hansenfaris1076543812/01/1993Customer DisputeSettled$57,837.00$0.00See Allegations
Mary Alice Hansenfaris1076543806/01/1993Customer DisputeSettled$107,136.00$0.00See Allegations
Mary Alice Hansenfaris1076543801/01/1993Customer DisputeSettled$144,363.00$0.00See Allegations
Mary Alice Hansenfaris1076543805/25/1990Customer DisputeAward / Judgment$500.00$500.00See Allegations

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