Our Staff has compiled our research into a database of FINRA Broker Allegations for Rafael Golan.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Rafael Golan | 1074079 | 16 | 07/06/2012 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
| Rafael Golan | 1074079 | 16 | 03/29/2007 | Customer Dispute | Award / Judgment | $240,000.00 | $240,000.00 | See Allegations |
| Rafael Golan | 1074079 | 16 | 06/06/2003 | Customer Dispute | Pending | $7,000.00 | $0.00 | See Allegations |