Our Staff has compiled our research into a database of FINRA Broker Allegations for Anthony Joseph Cantone.
Search by Allegation Text:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
---|---|---|---|---|---|---|---|---|
Anthony Joseph Cantone | 1066139 | 11 | 12/15/2023 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
Anthony Joseph Cantone | 1066139 | 11 | 10/26/2021 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
Anthony Joseph Cantone | 1066139 | 11 | 01/28/2019 | Customer Dispute | Settled | $67,500.00 | $0.00 | See Allegations |
Anthony Joseph Cantone | 1066139 | 11 | 11/20/2015 | Civil | Final | $0.00 | $0.00 | See Allegations |
Anthony Joseph Cantone | 1066139 | 11 | 11/20/2015 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
Anthony Joseph Cantone | 1066139 | 11 | 11/20/2015 | Regulatory | On Appeal | $0.00 | $0.00 | See Allegations |
Anthony Joseph Cantone | 1066139 | 11 | 06/12/2010 | Customer Dispute | Settled | $1,300,000.00 | $0.00 | See Allegations |
Anthony Joseph Cantone | 1066139 | 11 | 10/08/2003 | Customer Dispute | Award / Judgment | $600,000.00 | $250,000.00 | See Allegations |
Anthony Joseph Cantone | 1066139 | 11 | 06/04/2003 | Customer Dispute | Closed-No Action | $18,000.00 | $0.00 | See Allegations |
Anthony Joseph Cantone | 1066139 | 11 | 07/06/2001 | Customer Dispute | Award / Judgment | $0.00 | $10,000.00 | See Allegations |