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FINRA Broker Allegations for Anthony Joseph Cantone

Our Staff has compiled our research into a database of FINRA Broker Allegations for Anthony Joseph Cantone.

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Displaying 10 out of 11 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted Allegations
Anthony Joseph Cantone10661391112/15/2023RegulatoryFinal$0.00$0.00See Allegations
Anthony Joseph Cantone10661391110/26/2021RegulatoryFinal$0.00$0.00See Allegations
Anthony Joseph Cantone10661391101/28/2019Customer DisputeSettled$67,500.00$0.00See Allegations
Anthony Joseph Cantone10661391111/20/2015CivilFinal$0.00$0.00See Allegations
Anthony Joseph Cantone10661391111/20/2015RegulatoryFinal$0.00$0.00See Allegations
Anthony Joseph Cantone10661391111/20/2015RegulatoryOn Appeal$0.00$0.00See Allegations
Anthony Joseph Cantone10661391106/12/2010Customer DisputeSettled$1,300,000.00$0.00See Allegations
Anthony Joseph Cantone10661391110/08/2003Customer DisputeAward / Judgment$600,000.00$250,000.00See Allegations
Anthony Joseph Cantone10661391106/04/2003Customer DisputeClosed-No Action$18,000.00$0.00See Allegations
Anthony Joseph Cantone10661391107/06/2001Customer DisputeAward / Judgment$0.00$10,000.00See Allegations

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