Our Staff has compiled our research into a database of FINRA Broker Allegations for William Dale Dobbs.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| William Dale Dobbs | 1064156 | 17 | 12/08/2008 | Employment Separation After Allegations | $0.00 | $0.00 | See Allegations | |
| William Dale Dobbs | 1064156 | 17 | 06/05/2003 | Customer Dispute | Closed-No Action | $97,918.00 | $0.00 | See Allegations |
| William Dale Dobbs | 1064156 | 17 | 05/16/2002 | Customer Dispute | Settled | $250,000.00 | $0.00 | See Allegations |