Our Staff has compiled our research into a database of FINRA Broker Allegations for William Dale Dobbs.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| William Dale Dobbs | 1064156 | 17 | 08/01/2024 | Regulatory | On Appeal | $0.00 | $0.00 | See Allegations |
| William Dale Dobbs | 1064156 | 17 | 06/11/2024 | Customer Dispute | Pending | $30,920.00 | $0.00 | See Allegations |
| William Dale Dobbs | 1064156 | 17 | 03/19/2024 | Customer Dispute | Pending | $138,000.00 | $0.00 | See Allegations |
| William Dale Dobbs | 1064156 | 17 | 09/29/2023 | Customer Dispute | Settled | $50,000.00 | $0.00 | See Allegations |
| William Dale Dobbs | 1064156 | 17 | 04/18/2023 | Customer Dispute | Settled | $50,000.00 | $0.00 | See Allegations |
| William Dale Dobbs | 1064156 | 17 | 01/03/2023 | Customer Dispute | Settled | $0.00 | $0.00 | See Allegations |
| William Dale Dobbs | 1064156 | 17 | 02/22/2021 | Customer Dispute | Settled | $500,000.00 | $0.00 | See Allegations |
| William Dale Dobbs | 1064156 | 17 | 01/05/2010 | Customer Dispute | Denied | $15,989.30 | $0.00 | See Allegations |
| William Dale Dobbs | 1064156 | 17 | 12/11/2009 | Customer Dispute | Denied | $16,856.60 | $0.00 | See Allegations |
| William Dale Dobbs | 1064156 | 17 | 01/13/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See Allegations |