Our Staff has compiled our research into a database of FINRA Broker Allegations for Francis Joseph Gendlek.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Francis Joseph Gendlek | 1054226 | 5 | 04/24/2019 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
| Francis Joseph Gendlek | 1054226 | 5 | 06/26/2018 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
| Francis Joseph Gendlek | 1054226 | 5 | 02/01/2018 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
| Francis Joseph Gendlek | 1054226 | 5 | 03/10/2017 | Customer Dispute | Award / Judgment | $111,500.00 | $0.00 | See Allegations |
| Francis Joseph Gendlek | 1054226 | 5 | 07/20/2016 | Employment Separation After Allegations | $0.00 | $0.00 | See Allegations |