Our Staff has compiled our research into a database of FINRA Broker Allegations for Howard Jeffrey Douglas.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Howard Jeffrey Douglas | 1043662 | 3 | 08/15/2024 | Customer Dispute | Pending | $42,000.00 | $0.00 | See Allegations |
| Howard Jeffrey Douglas | 1043662 | 3 | 10/24/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See Allegations |
| Howard Jeffrey Douglas | 1043662 | 3 | 11/30/2021 | Employment Separation After Allegations | $0.00 | $0.00 | See Allegations |