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FINRA Broker Allegations for Eduardo Beale-Cosio

Our Staff has compiled our research into a database of FINRA Broker Allegations for Eduardo Beale-Cosio.

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Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted Allegations
Eduardo Beale-cosio10326331007/08/2019Customer DisputeSettled$289,637.00$0.00See Allegations
Eduardo Beale-cosio10326331012/07/2018Customer DisputeSettled$100,000.00$0.00See Allegations
Eduardo Beale-cosio10326331003/21/2018Customer DisputeSettled$450,000.00$0.00See Allegations
Eduardo Beale-cosio10326331011/02/2017Customer DisputeSettled$413,000.00$0.00See Allegations
Eduardo Beale-cosio10326331001/10/2017Customer DisputeSettled$370,201.00$0.00See Allegations
Eduardo Beale-cosio10326331012/18/2015Customer DisputeAward / Judgment$5,000,000.00$0.00See Allegations
Eduardo Beale-cosio10326331012/04/2014Customer DisputeSettled$850,000.00$0.00See Allegations
Eduardo Beale-cosio10326331004/16/2012Customer DisputeSettled$300,000.00$0.00See Allegations
Eduardo Beale-cosio10326331007/06/2009Customer DisputeSettled$75,000.00$0.00See Allegations
Eduardo Beale-cosio10326331006/25/2003Customer DisputeSettled$100,000.00$0.00See Allegations

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