Our Staff has compiled our research into a database of FINRA Broker Allegations for David Michael Sherwood.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| David Michael Sherwood | 1024893 | 14 | 02/22/2023 | Customer Dispute | Award / Judgment | $72,796.50 | $85,797.90 | See Allegations |
| David Michael Sherwood | 1024893 | 14 | 03/28/2008 | Customer Dispute | Withdrawn | $40,329.10 | $0.00 | See Allegations |
| David Michael Sherwood | 1024893 | 14 | 12/23/2005 | Customer Dispute | Settled | $200,000.00 | $0.00 | See Allegations |
| David Michael Sherwood | 1024893 | 14 | 09/02/2003 | Customer Dispute | Settled | $262,614.00 | $0.00 | See Allegations |
| David Michael Sherwood | 1024893 | 14 | 08/26/2003 | Customer Dispute | Settled | $100,000.00 | $0.00 | See Allegations |
| David Michael Sherwood | 1024893 | 14 | 05/12/2003 | Customer Dispute | Settled | $300,000.00 | $0.00 | See Allegations |
| David Michael Sherwood | 1024893 | 14 | 09/10/2002 | Customer Dispute | Settled | $0.00 | $0.00 | See Allegations |
| David Michael Sherwood | 1024893 | 14 | 07/18/2002 | Customer Dispute | Denied | $55,000.00 | $0.00 | See Allegations |
| David Michael Sherwood | 1024893 | 14 | 01/14/2002 | Customer Dispute | Settled | $720,000.00 | $0.00 | See Allegations |
| David Michael Sherwood | 1024893 | 14 | 10/08/2001 | Customer Dispute | Settled | $130,319.00 | $0.00 | See Allegations |