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FINRA Broker Allegations for Scott Jeffrey Mason

Our Staff has compiled our research into a database of FINRA Broker Allegations for Scott Jeffrey Mason.

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Displaying 6 out of 6 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted Allegations
Scott Jeffrey Mason1023965708/26/2024Customer DisputePending$0.00$0.00See Allegations
Scott Jeffrey Mason1023965708/14/2024Employment Separation After Allegations$0.00$0.00See Allegations
Scott Jeffrey Mason1023965708/08/2024Customer DisputePending$1,250,000.00$0.00See Allegations
Scott Jeffrey Mason1023965708/02/2024Customer DisputePending$9,382,540.00$0.00See Allegations
Scott Jeffrey Mason1023965707/29/2024Customer DisputePending$0.00$0.00See Allegations
Scott Jeffrey Mason1023965707/11/2024Customer DisputePending$3,600,000.00$0.00See Allegations

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