Our Staff has compiled our research into a database of FINRA Broker Allegations for James Barry Stuart.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| James Barry Stuart | 1021484 | 7 | 11/01/2017 | Customer Dispute | Award / Judgment | $953,522.00 | $0.00 | See Allegations |
| James Barry Stuart | 1021484 | 7 | 06/09/2005 | Customer Dispute | Settled | $26,604.80 | $0.00 | See Allegations |
| James Barry Stuart | 1021484 | 7 | 11/08/1995 | Customer Dispute | Settled | $29,000.00 | $0.00 | See Allegations |
| James Barry Stuart | 1021484 | 7 | 11/20/1994 | Customer Dispute | Settled | $125,720.00 | $0.00 | See Allegations |
| James Barry Stuart | 1021484 | 7 | 10/07/1994 | Customer Dispute | Settled | $0.00 | $0.00 | See Allegations |
| James Barry Stuart | 1021484 | 7 | 04/19/1994 | Employment Separation After Allegations | $0.00 | $0.00 | See Allegations |