Our Staff has compiled our research into a database of FINRA Broker Allegations for James Edward Lyons.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| James Edward Lyons | 1020397 | 12 | 10/08/2010 | Customer Dispute | Closed-No Action | $1,000,000.00 | $0.00 | See Allegations |
| James Edward Lyons | 1020397 | 12 | 03/18/2009 | Customer Dispute | Denied | $75,000.00 | $0.00 | See Allegations |