Our Staff has compiled our research into a database of FINRA Broker Allegations for James Edward Lyons.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| James Edward Lyons | 1020397 | 12 | 06/04/2018 | Regulatory | Final | $0.00 | $0.00 | See Allegations |