Our Staff has compiled our research into a database of FINRA Broker Allegations for James Edward Lyons.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| James Edward Lyons | 1020397 | 12 | 11/09/2017 | Customer Dispute | Award / Judgment | $5,000,000.00 | $2,986,710.00 | See Allegations |