Our Staff has compiled our research into a database of FINRA Broker Allegations for Francis Martin Mcdermott.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Francis Martin Mcdermott | 1013320 | 11 | 03/29/2001 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
| Francis Martin Mcdermott | 1013320 | 11 | 02/07/2000 | Customer Dispute | Award / Judgment | $500,001.00 | $0.00 | See Allegations |
| Francis Martin Mcdermott | 1013320 | 11 | 01/01/2000 | Regulatory | On Appeal | $0.00 | $0.00 | See Allegations |
| Francis Martin Mcdermott | 1013320 | 11 | 12/02/1999 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
| Francis Martin Mcdermott | 1013320 | 11 | 11/01/1999 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
| Francis Martin Mcdermott | 1013320 | 11 | 09/20/1999 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
| Francis Martin Mcdermott | 1013320 | 11 | 08/16/1999 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
| Francis Martin Mcdermott | 1013320 | 11 | 03/17/1999 | Customer Dispute | Award / Judgment | $190,000.00 | $0.00 | See Allegations |
| Francis Martin Mcdermott | 1013320 | 11 | 03/15/1999 | Customer Dispute | Award / Judgment | $150,000.00 | $0.00 | See Allegations |
| Francis Martin Mcdermott | 1013320 | 11 | 10/21/1998 | Customer Dispute | Award / Judgment | $75,000.00 | $0.00 | See Allegations |