Our Staff has compiled our research into a database of FINRA Broker Allegations for Malcolm Chester Reader.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Malcolm Chester Reader | 1009953 | 10 | 11/28/2017 | Customer Dispute | Settled | $400,000.00 | $0.00 | See Allegations |
| Malcolm Chester Reader | 1009953 | 10 | 05/22/2017 | Customer Dispute | Denied | $68,000.00 | $0.00 | See Allegations |
| Malcolm Chester Reader | 1009953 | 10 | 02/09/2017 | Customer Dispute | Denied | $100,000.00 | $0.00 | See Allegations |
| Malcolm Chester Reader | 1009953 | 10 | 12/29/2015 | Customer Dispute | Award / Judgment | $44,325.50 | $0.00 | See Allegations |
| Malcolm Chester Reader | 1009953 | 10 | 10/19/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See Allegations |
| Malcolm Chester Reader | 1009953 | 10 | 03/29/2004 | Customer Dispute | Settled | $133,403.00 | $0.00 | See Allegations |
| Malcolm Chester Reader | 1009953 | 10 | 11/18/2003 | Customer Dispute | Denied | $29,000.00 | $0.00 | See Allegations |
| Malcolm Chester Reader | 1009953 | 10 | 10/08/2003 | Customer Dispute | Closed-No Action | $17,250.00 | $0.00 | See Allegations |
| Malcolm Chester Reader | 1009953 | 10 | 10/31/2002 | Customer Dispute | Denied | $9,142.00 | $0.00 | See Allegations |
| Malcolm Chester Reader | 1009953 | 10 | 06/21/1988 | Customer Dispute | Settled | $40,383.10 | $0.00 | See Allegations |