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FINRA Broker Allegations for Marc Francis Rogers

Our Staff has compiled our research into a database of FINRA Broker Allegations for Marc Francis Rogers.

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Displaying 3 out of 3 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted Allegations
Marc Francis Rogers1008145604/01/2019Customer DisputeSettled$0.00$0.00See Allegations
Marc Francis Rogers1008145601/13/1999Customer DisputeSettled$0.00$0.00See Allegations
Marc Francis Rogers1008145603/25/1998Customer DisputeSettled$0.00$0.00See Allegations

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