Our Staff has compiled our research into a database of FINRA Broker Allegations for Marc Francis Rogers.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Marc Francis Rogers | 1008145 | 6 | 04/01/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See Allegations |
| Marc Francis Rogers | 1008145 | 6 | 05/02/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See Allegations |
| Marc Francis Rogers | 1008145 | 6 | 05/05/2016 | Customer Dispute | Award / Judgment | $0.00 | $4,179,120.00 | See Allegations |
| Marc Francis Rogers | 1008145 | 6 | 07/05/2014 | Customer Dispute | Closed-No Action | $3,000,000.00 | $0.00 | See Allegations |
| Marc Francis Rogers | 1008145 | 6 | 01/13/1999 | Customer Dispute | Settled | $0.00 | $0.00 | See Allegations |
| Marc Francis Rogers | 1008145 | 6 | 03/25/1998 | Customer Dispute | Settled | $0.00 | $0.00 | See Allegations |