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Displaying 10 out of 4,390 results

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Brokerage Firm, Investment Advisor Firm

CRD#: 7691

New York, NY 10036

Total Firm Disclosures: 1468

Total Employee Disclosures: 14983

Relying Advisors: 0

CITIGROUP GLOBAL MARKETS INC.

Brokerage Firm, Investment Advisor Firm

CRD#: 7059

New York, NY 10013

Total Firm Disclosures: 1208

Total Employee Disclosures: 1273

Relying Advisors: 0

J.P. MORGAN SECURITIES LLC

Brokerage Firm, Investment Advisor Firm

CRD#: 79

New York, NY 10179

Total Firm Disclosures: 508

Total Employee Disclosures: 5756

Relying Advisors: 0

RBC CAPITAL MARKETS, LLC

Brokerage Firm, Investment Advisor Firm

CRD#: 31194

New York, NY 10281

Total Firm Disclosures: 469

Total Employee Disclosures: 2565

Relying Advisors: 0

GOLDMAN SACHS & CO. LLC

Brokerage Firm, Investment Advisor Firm

CRD#: 361

New York, NY 10282

Total Firm Disclosures: 387

Total Employee Disclosures: 188

Relying Advisors: 0

CREDIT SUISSE SECURITIES (USA) LLC

Brokerage Firm, Investment Advisor Firm

CRD#: 816

New York, NY 10010

Total Firm Disclosures: 336

Total Employee Disclosures: 42

Relying Advisors: 0

DEUTSCHE BANK SECURITIES INC.

Brokerage Firm, Investment Advisor Firm

CRD#: 2525

New York, NY 10019

Total Firm Disclosures: 303

Total Employee Disclosures: 46

Relying Advisors: 0

OPPENHEIMER & CO. INC.

Brokerage Firm, Investment Advisor Firm

CRD#: 249

New York, NY 10004

Total Firm Disclosures: 277

Total Employee Disclosures: 2024

Relying Advisors: 0

MORGAN STANLEY

Brokerage Firm, Investment Advisor Firm

CRD#: 149777

Purchase, NY 10577-2530

Total Firm Disclosures: 165

Total Employee Disclosures: 14185

Relying Advisors: 0

BARCLAYS CAPITAL INC.

Brokerage Firm, Previous Investment Advisor Firm

CRD#: 19714

New York, NY 10019-6801

Total Firm Disclosures: 116

Total Employee Disclosures: 43

Relying Advisors: 0

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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CITIGROUP GLOBAL MARKETS INC.

J.P. MORGAN SECURITIES LLC

RBC CAPITAL MARKETS, LLC

GOLDMAN SACHS & CO. LLC

CREDIT SUISSE SECURITIES (USA) LLC

DEUTSCHE BANK SECURITIES INC.

OPPENHEIMER & CO. INC.

MORGAN STANLEY

BARCLAYS CAPITAL INC.

4,390 Results

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