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Displaying 10 out of 11,092 results

Jeffrey John O Brien

Broker

CRD#: 2582620


NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

Spokane Valley, WA 99216

CRD#: 2881

Years of Experience: 9

Total Disclosures: 43

Customer Disputes: 43

Regulatory Disclosures: 0

Other Disclosures: 0

Tom Abel Puentes


PEACHCAP TAX & ADVISORY, LLC

Years of Experience: 35

Total Disclosures: 35

Customer Disputes: 30

Regulatory Disclosures: 2

Other Disclosures: 3

Athena G Gatan


AMERIPRISE FINANCIAL SERVICES, LLC

Seattle, WA 98109

CRD#: 6363

Years of Experience: 28

Total Disclosures: 20

Customer Disputes: 1

Regulatory Disclosures: 0

Other Disclosures: 19

Jeremy Paul Kelley


THRIVENT INVESTMENT MANAGEMENT INC.

Yakima, WA 98902

CRD#: 18387

Years of Experience: 10

Total Disclosures: 14

Customer Disputes: 0

Regulatory Disclosures: 0

Other Disclosures: 14

David Dixon Lewis


FIRST WASHINGTON CORPORATION

Seattle, WA 98121

CRD#: 6681

Years of Experience: 40

Total Disclosures: 12

Customer Disputes: 3

Regulatory Disclosures: 1

Other Disclosures: 8

Heather Ann Pratt


LPL FINANCIAL LLC

Olympia, WA 98502

CRD#: 6413

Years of Experience: 17

Total Disclosures: 12

Customer Disputes: 0

Regulatory Disclosures: 0

Other Disclosures: 12

Jeff S Mash


MORGAN STANLEY

Bellevue, WA 98004

CRD#: 149777

Years of Experience: 39

Total Disclosures: 11

Customer Disputes: 11

Regulatory Disclosures: 0

Other Disclosures: 0

Debera Hansen-Aiken


AMERIPRISE FINANCIAL SERVICES, LLC

Bellevue, WA 98005

CRD#: 6363

Years of Experience: 21

Total Disclosures: 11

Customer Disputes: 0

Regulatory Disclosures: 0

Other Disclosures: 11

Thomas Gordon Doncaster


DONCASTER FINANCIAL, INC.

Kennewick, WA 99336

CRD#: 304844

Years of Experience: 29

Total Disclosures: 10

Customer Disputes: 8

Regulatory Disclosures: 2

Other Disclosures: 0

Joseph Michael Blackwell

Broker

CRD#: 22729


AMERICAN INDEPENDENT SECURITIES GROUP, LLC

Vancouver, WA 98685

CRD#: 135288

Years of Experience: 50

Total Disclosures: 9

Customer Disputes: 3

Regulatory Disclosures: 6

Other Disclosures: 0

11,092 Results

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