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Displaying 10 out of 892 results

Douglas John McCauley

Broker, Investment Advisor

CRD#: 1257811

MADISON AVENUE SECURITIES, LLC

Arlington, VT 05250

CRD#: 23224

Years of Experience: 27

Total Disclosures: 12

Customer Disputes: 0

Regulatory Disclosures: 3

Other Disclosures: 9

John Andrew Bodnar

Broker, Investment Advisor

CRD#: 714669

INTERNATIONAL ASSETS ADVISORY, LLC

Williston, VT 05495

CRD#: 10645

Years of Experience: 43

Total Disclosures: 8

Customer Disputes: 3

Regulatory Disclosures: 1

Other Disclosures: 4

Shawn David Morin

Broker

CRD#: 2622161

MML INVESTORS SERVICES, LLC

Colchester, VT 05446

CRD#: 10409

Years of Experience: 27

Total Disclosures: 7

Customer Disputes: 5

Regulatory Disclosures: 0

Other Disclosures: 2

Stephen Joseph Herrero

Broker, Investment Advisor

CRD#: 871199

WELLS FARGO CLEARING SERVICES, LLC

Burlington, VT 05401

CRD#: 19616

Years of Experience: 43

Total Disclosures: 5

Customer Disputes: 4

Regulatory Disclosures: 1

Other Disclosures: 0

David Jonathan Krasner

Broker, Investment Advisor

CRD#: 1685858

WELLS FARGO CLEARING SERVICES, LLC

Rutland, VT 05701

CRD#: 19616

Years of Experience: 36

Total Disclosures: 5

Customer Disputes: 2

Regulatory Disclosures: 2

Other Disclosures: 1

Frank Michael Lucia

Broker

CRD#: 2258356

EQUITY SERVICES, INC.

Montpelier, VT 05604

CRD#: 265

Years of Experience: 28

Total Disclosures: 4

Customer Disputes: 2

Regulatory Disclosures: 2

Other Disclosures: 0

Charles Nelson Dinklage

Broker, Investment Advisor

CRD#: 2674824

EQUITABLE ADVISORS, LLC

Burlington, VT 05401

CRD#: 6627

Years of Experience: 27

Total Disclosures: 4

Customer Disputes: 2

Regulatory Disclosures: 2

Other Disclosures: 0

Daniel Pellerin

Broker, Investment Advisor

CRD#: 3121525

EDWARD JONES

Newport, VT 05855

CRD#: 250

Years of Experience: 9

Total Disclosures: 4

Customer Disputes: 1

Regulatory Disclosures: 0

Other Disclosures: 3

James Justin Towne

Broker, Investment Advisor

CRD#: 6414493

MML INVESTORS SERVICES, LLC

Burlington, VT 05401

CRD#: 10409

Years of Experience: 6

Total Disclosures: 4

Customer Disputes: 0

Regulatory Disclosures: 0

Other Disclosures: 4

Argie Economou

Broker, Investment Advisor

CRD#: 75322

MORGAN STANLEY

Colchester, VT 05446

CRD#: 149777

Years of Experience: 53

Total Disclosures: 3

Customer Disputes: 2

Regulatory Disclosures: 1

Other Disclosures: 0

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