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Displaying 10 out of 6,255 results

Cindy Lucille Porto Chiellini

Broker

CRD#: 1015592

CENTAURUS FINANCIAL, INC.

Lexington, SC 29072

CRD#: 30833

Years of Experience: 39

Total Disclosures: 44

Customer Disputes: 44

Regulatory Disclosures: 0

Other Disclosures: 0

Ricky Alan Mantei

Broker, Investment Advisor

CRD#: 1098981

CENTAURUS FINANCIAL, INC.

Lexington, SC 29072

CRD#: 30833

Years of Experience: 40

Total Disclosures: 43

Customer Disputes: 39

Regulatory Disclosures: 4

Other Disclosures: 0

Dean B Livingston

Investment Advisor

CRD#: 1637728

SEACREST WEALTH MANAGEMENT, LLC

Greenville, SC 29605

CRD#: 147092

Years of Experience: 24

Total Disclosures: 18

Customer Disputes: 17

Regulatory Disclosures: 0

Other Disclosures: 1

Anthony Michael Hanley

Broker, Investment Advisor

CRD#: 4478784

CENTER STREET SECURITIES, INC.

Anderson, SC 29625

CRD#: 26898

Years of Experience: 21

Total Disclosures: 13

Customer Disputes: 2

Regulatory Disclosures: 0

Other Disclosures: 11

Melvin Hansel Stubbs

Investment Advisor

CRD#: 6308781

CHRISTY CAPITAL MANAGEMENT, INC.

Years of Experience: 9

Total Disclosures: 13

Customer Disputes: 0

Regulatory Disclosures: 0

Other Disclosures: 13

Dana Matthew Hawkins

Broker

CRD#: 5731136

CENTAURUS FINANCIAL, INC.

Lexington, SC 29072

CRD#: 30833

Years of Experience: 12

Total Disclosures: 12

Customer Disputes: 12

Regulatory Disclosures: 0

Other Disclosures: 0

James Allen Legg

Broker

CRD#: 2698698

AVANTAX INVESTMENT SERVICES, INC.

Hilton Head, SC 29928

CRD#: 13686

Years of Experience: 26

Total Disclosures: 11

Customer Disputes: 0

Regulatory Disclosures: 0

Other Disclosures: 11

Atul Makharia

Broker

CRD#: 5070762

CENTAURUS FINANCIAL, INC.

Lexington, SC 29072

CRD#: 30833

Years of Experience: 17

Total Disclosures: 11

Customer Disputes: 10

Regulatory Disclosures: 1

Other Disclosures: 0

Thomas Courtland Ransone

Broker, Investment Advisor

CRD#: 4008306

CAMBRIDGE INVESTMENT RESEARCH, INC.

Folly Beach, SC 29439

CRD#: 39543

Years of Experience: 24

Total Disclosures: 10

Customer Disputes: 2

Regulatory Disclosures: 0

Other Disclosures: 8

Vinson Lamon McCray

Broker

CRD#: 6791758

NYLIFE SECURITIES LLC

Greenville, SC 29601

CRD#: 5167

Years of Experience: 5

Total Disclosures: 10

Customer Disputes: 0

Regulatory Disclosures: 0

Other Disclosures: 10

6,255 Results

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