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Displaying 10 out of 3,805 results

Scott Bruce Seidman


THE RETIREMENT PLANNING COMPANY OF NEW ENGLAND, INC.

Warwick, RI 02888

CRD#: 108705

Years of Experience: 39

Total Disclosures: 16

Customer Disputes: 10

Regulatory Disclosures: 4

Other Disclosures: 2

Robert David Sherwin


MORGAN STANLEY

Providence, RI 02903

CRD#: 149777

Years of Experience: 42

Total Disclosures: 8

Customer Disputes: 8

Regulatory Disclosures: 0

Other Disclosures: 0

Eric Austin Taft

Broker

CRD#: 4840594


NATIONAL FINANCIAL SERVICES LLC

Smithfield, RI 02917

CRD#: 13041

Years of Experience: 7

Total Disclosures: 8

Customer Disputes: 0

Regulatory Disclosures: 0

Other Disclosures: 8

Charles Jalbert

Broker

CRD#: 7116442


METLIFE INVESTORS DISTRIBUTION COMPANY

Warwick, RI 02886

CRD#: 107622

Years of Experience: 4

Total Disclosures: 8

Customer Disputes: 0

Regulatory Disclosures: 0

Other Disclosures: 8

Jamie Lee Ochs

Broker

CRD#: 7165965


METLIFE INVESTORS DISTRIBUTION COMPANY

Warwick, RI 02886

CRD#: 107622

Years of Experience: 3

Total Disclosures: 8

Customer Disputes: 0

Regulatory Disclosures: 0

Other Disclosures: 8

Kimberly Kent

Broker

CRD#: 4920018


AMERIPRISE FINANCIAL SERVICES, LLC

Cranston, RI 02920

CRD#: 6363

Years of Experience: 17

Total Disclosures: 7

Customer Disputes: 0

Regulatory Disclosures: 0

Other Disclosures: 7

Marlon Pineda


MUTUAL OF AMERICA SECURITIES LLC

Providence, RI 02903-2630

CRD#: 27878

Years of Experience: 5

Total Disclosures: 7

Customer Disputes: 0

Regulatory Disclosures: 0

Other Disclosures: 7

Robert Gerald Stein


CAPITOL SECURITIES MANAGEMENT, INC.

Warwick, RI 02886

CRD#: 14169

Years of Experience: 43

Total Disclosures: 6

Customer Disputes: 4

Regulatory Disclosures: 1

Other Disclosures: 1

Kimball Stanley III Bullard


MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Providence, RI 02903

CRD#: 7691

Years of Experience: 24

Total Disclosures: 6

Customer Disputes: 6

Regulatory Disclosures: 0

Other Disclosures: 0

Thomas A Vigil


INFINITY FINANCIAL SERVICES

Saunderstown, RI 02874

CRD#: 144302

Years of Experience: 22

Total Disclosures: 6

Customer Disputes: 4

Regulatory Disclosures: 1

Other Disclosures: 1

3,805 Results

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