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Displaying 10 out of 28,466 results

Philip Alan Goldstein


VERE GLOBAL WEALTH MANAGEMENT

Clark's Summit, PA 18411-1056

CRD#: 154312

Years of Experience: 39

Total Disclosures: 24

Customer Disputes: 15

Regulatory Disclosures: 2

Other Disclosures: 7

Robert Bryan Fitzpatrick


L.M. KOHN & COMPANY

Dunmore, PA 18512

CRD#: 27913

Years of Experience: 42

Total Disclosures: 22

Customer Disputes: 22

Regulatory Disclosures: 0

Other Disclosures: 0

Robert Eric Magee


CETERA ADVISOR NETWORKS LLC

Lower Burrell, PA 15068

CRD#: 13572

Years of Experience: 40

Total Disclosures: 20

Customer Disputes: 4

Regulatory Disclosures: 0

Other Disclosures: 16

Nadav Nachum Baum


JANNEY MONTGOMERY SCOTT LLC

Pittsburgh, PA 15222

CRD#: 463

Years of Experience: 37

Total Disclosures: 16

Customer Disputes: 14

Regulatory Disclosures: 2

Other Disclosures: 0

Kenneth George Catanella


UBS FINANCIAL SERVICES INC.

Philadelphia, PA 19103

CRD#: 8174

Years of Experience: 48

Total Disclosures: 15

Customer Disputes: 13

Regulatory Disclosures: 2

Other Disclosures: 0

Marlene Byars - Moore

Broker

CRD#: 1228996


NYLIFE SECURITIES LLC

Pittsburgh, PA 15235

CRD#: 5167

Years of Experience: 39

Total Disclosures: 15

Customer Disputes: 0

Regulatory Disclosures: 0

Other Disclosures: 15

Stephen John Cummings

Broker

CRD#: 4252203


ALLSTATE FINANCIAL SERVICES, LLC

Horsham, PA 19044-2574

CRD#: 18272

Years of Experience: 22

Total Disclosures: 15

Customer Disputes: 0

Regulatory Disclosures: 0

Other Disclosures: 15

Steven Paul Fisch

Broker

CRD#: 735993


J. ALDEN ASSOCIATES, INC.

Doylestown, PA 18901

CRD#: 40002

Years of Experience: 42

Total Disclosures: 14

Customer Disputes: 14

Regulatory Disclosures: 0

Other Disclosures: 0

Thomas Stephen Walls


LOMBARD SECURITIES INCORPORATED

Plymouth Meeting, PA 19462

CRD#: 27954

Years of Experience: 39

Total Disclosures: 14

Customer Disputes: 2

Regulatory Disclosures: 1

Other Disclosures: 11

Kirk Gerard Aguer


MORGAN STANLEY

State College, PA 16801

CRD#: 149777

Years of Experience: 51

Total Disclosures: 12

Customer Disputes: 11

Regulatory Disclosures: 1

Other Disclosures: 0

28,466 Results

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