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Displaying 10 out of 4,292 results

Michael Sean Yarnell

Broker

CRD#: 7187710


ALLIANCE-ONE INVESTMENTS, LLC

Tulsa, OK 74116

CRD#: 286025

Years of Experience: 3

Total Disclosures: 19

Customer Disputes: 0

Regulatory Disclosures: 0

Other Disclosures: 19

Heather Garrett Calfy

Broker

CRD#: 4068620


CETERA ADVISOR NETWORKS LLC

Duncan, OK 73533

CRD#: 13572

Years of Experience: 5

Total Disclosures: 12

Customer Disputes: 0

Regulatory Disclosures: 0

Other Disclosures: 12

Felicia Jean Benson

Broker

CRD#: 7304970


ALLIANCE-ONE INVESTMENTS, LLC

Tulsa, OK 74116

CRD#: 286025

Years of Experience: 2

Total Disclosures: 10

Customer Disputes: 0

Regulatory Disclosures: 0

Other Disclosures: 10

Tania Lashae Smith


PHILLIPS CAPITAL ADVISORS, INC.

Oklahoma City, OK 73116

CRD#: 115758

Years of Experience: 16

Total Disclosures: 9

Customer Disputes: 0

Regulatory Disclosures: 4

Other Disclosures: 5

Abel Rangel Jr

Broker

CRD#: 5398052


PFS INVESTMENTS INC.

Oklahoma City, OK 73142

CRD#: 10111

Years of Experience: 15

Total Disclosures: 9

Customer Disputes: 0

Regulatory Disclosures: 0

Other Disclosures: 9

Earl Crosier Madison

Broker

CRD#: 6291698


ALLSTATE FINANCIAL SERVICES, LLC

Oklahoma City, OK 73162-2700

CRD#: 18272

Years of Experience: 9

Total Disclosures: 9

Customer Disputes: 0

Regulatory Disclosures: 0

Other Disclosures: 9

William D Link


WELLS FARGO CLEARING SERVICES, LLC

Edmond, OK 73013

CRD#: 19616

Years of Experience: 44

Total Disclosures: 8

Customer Disputes: 7

Regulatory Disclosures: 0

Other Disclosures: 1

Billy Jack Cowan


COWAN FINANCIAL SERVICES, LLC

Years of Experience: 29

Total Disclosures: 8

Customer Disputes: 2

Regulatory Disclosures: 1

Other Disclosures: 5

Daniel Andrew Vise

Investment Advisor

CRD#: 3140821


FG WEALTH MANAGEMENT

Bartlesville, OK 74003

CRD#: 117845

Years of Experience: 23

Total Disclosures: 8

Customer Disputes: 8

Regulatory Disclosures: 0

Other Disclosures: 0

Daniel Gene Witham


LPL FINANCIAL LLC

Tulsa, OK 74133

CRD#: 6413

Years of Experience: 31

Total Disclosures: 7

Customer Disputes: 2

Regulatory Disclosures: 0

Other Disclosures: 5

4,292 Results

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