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Displaying 61-70 out of 115,126 results

Howard Marcus


B. RILEY WEALTH MANAGEMENT

New York, NY 10171

CRD#: 2543

Years of Experience: 40

Total Disclosures: 11

Customer Disputes: 9

Regulatory Disclosures: 0

Other Disclosures: 2

Robert Paul Donlan


THE INVESTMENT CENTER, INC.

Plattsburgh, NY 12901

CRD#: 17839

Years of Experience: 39

Total Disclosures: 11

Customer Disputes: 11

Regulatory Disclosures: 0

Other Disclosures: 0

Patrick McGrath


WESTERN INTERNATIONAL SECURITIES

Mitchel Field, NY 11553

CRD#: 39262

Years of Experience: 39

Total Disclosures: 11

Customer Disputes: 5

Regulatory Disclosures: 2

Other Disclosures: 4

Lawrence Nicholas Passaretti


AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.

Holbrook, NY 11741

CRD#: 18487

Years of Experience: 39

Total Disclosures: 11

Customer Disputes: 9

Regulatory Disclosures: 2

Other Disclosures: 0

John Scot Galinsky

Broker

CRD#: 1513926


FIRST DOMINION CAPITAL CORP.

New York, NY 10021

CRD#: 16330

Years of Experience: 36

Total Disclosures: 11

Customer Disputes: 4

Regulatory Disclosures: 3

Other Disclosures: 4

John Andrew Passaro


ROYAL ALLIANCE ASSOCIATES, INC.

Manorville, NY 11949

CRD#: 23131

Years of Experience: 34

Total Disclosures: 11

Customer Disputes: 1

Regulatory Disclosures: 0

Other Disclosures: 10

Jeffrey Rushworth Hill


AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.

Queensbury, NY 12804

CRD#: 18487

Years of Experience: 34

Total Disclosures: 11

Customer Disputes: 9

Regulatory Disclosures: 2

Other Disclosures: 0

Barry Michael Kiront


CRAFT WEALTH MANAGEMENT LLC

Garden City, NY 11530

CRD#: 170395

Years of Experience: 30

Total Disclosures: 11

Customer Disputes: 11

Regulatory Disclosures: 0

Other Disclosures: 0

John Fitzgerald Landis

Broker

CRD#: 2541936


NYLIFE SECURITIES LLC

White Plains, NY 10604

CRD#: 5167

Years of Experience: 28

Total Disclosures: 11

Customer Disputes: 0

Regulatory Disclosures: 0

Other Disclosures: 11

Roger Thomas Spann

Broker

CRD#: 2211632


JOSEPH STONE CAPITAL L.L.C.

New York, NY 10006

CRD#: 159744

Years of Experience: 27

Total Disclosures: 11

Customer Disputes: 7

Regulatory Disclosures: 0

Other Disclosures: 4

115,126 Results

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