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Displaying 21-30 out of 115,126 results

Gary Lawrance Saccaro

Broker

CRD#: 1806863


PAULSON INVESTMENT COMPANY LLC

New York, NY 10005

CRD#: 5670

Years of Experience: 34

Total Disclosures: 16

Customer Disputes: 16

Regulatory Disclosures: 0

Other Disclosures: 0

Michael Joseph Russo

Broker

CRD#: 3072489


SPARTAN CAPITAL SECURITIES, LLC

Garden City, NY 11530

CRD#: 146251

Years of Experience: 23

Total Disclosures: 16

Customer Disputes: 8

Regulatory Disclosures: 1

Other Disclosures: 7

William Worthen King


MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

New York, NY 10036

CRD#: 7691

Years of Experience: 37

Total Disclosures: 15

Customer Disputes: 15

Regulatory Disclosures: 0

Other Disclosures: 0

Dean John Kajouras

Broker

CRD#: 1436548


THINKEQUITY LLC

New York, NY 10004

CRD#: 20996

Years of Experience: 37

Total Disclosures: 15

Customer Disputes: 7

Regulatory Disclosures: 1

Other Disclosures: 7

Frank V Barravechia

Broker

CRD#: 2176908


RICHARD JAMES & ASSOCIATES, INC.

Syosett, NY 11791

CRD#: 169131

Years of Experience: 31

Total Disclosures: 15

Customer Disputes: 4

Regulatory Disclosures: 0

Other Disclosures: 11

Marci Marie Morell

Broker

CRD#: 4714070


MORGAN STANLEY DISTRIBUTION, INC.

New York, NY 10036

CRD#: 30344

Years of Experience: 18

Total Disclosures: 15

Customer Disputes: 0

Regulatory Disclosures: 0

Other Disclosures: 15

Laura Beth Momber


MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

New York, NY 10036

CRD#: 7691

Years of Experience: 10

Total Disclosures: 15

Customer Disputes: 0

Regulatory Disclosures: 0

Other Disclosures: 15

Gwendolyn Pudim Tibbals


NYLIFE SECURITIES LLC

Poughkeepsie, NY 12601

CRD#: 5167

Years of Experience: 40

Total Disclosures: 14

Customer Disputes: 0

Regulatory Disclosures: 0

Other Disclosures: 14

Daniel Todd Lerner

Broker

CRD#: 1255769


DAVID LERNER ASSOCIATES, INC.

White Plains, NY 10607

CRD#: 5397

Years of Experience: 38

Total Disclosures: 14

Customer Disputes: 13

Regulatory Disclosures: 0

Other Disclosures: 1

Gregory George Philipps

Broker

CRD#: 1544670


PENSION FUND EVALUATIONS, INC.

Centereach, NY 11720

CRD#: 10985

Years of Experience: 35

Total Disclosures: 14

Customer Disputes: 0

Regulatory Disclosures: 3

Other Disclosures: 11

115,126 Results

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