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Displaying 11-20 out of 115,126 results

James Kingsley Lombardo


QUINT CAPITAL CORPORATION

Bedford, NY 10506

CRD#: 26586

Years of Experience: 39

Total Disclosures: 20

Customer Disputes: 17

Regulatory Disclosures: 2

Other Disclosures: 1

Arthur Mel Coffey

Broker

CRD#: 2553466


SW FINANCIAL

Miller Place, NY 11764

CRD#: 145012

Years of Experience: 23

Total Disclosures: 20

Customer Disputes: 14

Regulatory Disclosures: 0

Other Disclosures: 6

James Robert Pecoraro

Broker

CRD#: 2440231


SPARTAN CAPITAL SECURITIES, LLC

Garden City, NY 11530

CRD#: 146251

Years of Experience: 24

Total Disclosures: 19

Customer Disputes: 11

Regulatory Disclosures: 7

Other Disclosures: 1

Michael Broderick Prendergast

Broker

CRD#: 2516891


AMERICAN CAPITAL PARTNERS, LLC

Hauppauge, NY 11788

CRD#: 119249

Years of Experience: 29

Total Disclosures: 18

Customer Disputes: 13

Regulatory Disclosures: 0

Other Disclosures: 5

Binod Chapagain


PFS INVESTMENTS INC.

Rego Park, NY 11374

CRD#: 10111

Years of Experience: 8

Total Disclosures: 18

Customer Disputes: 0

Regulatory Disclosures: 0

Other Disclosures: 18

David Lerner

Broker

CRD#: 307120


DAVID LERNER ASSOCIATES, INC.

Syosset, NY 11791-9006

CRD#: 5397

Years of Experience: 54

Total Disclosures: 17

Customer Disputes: 11

Regulatory Disclosures: 6

Other Disclosures: 0

Roger Martin Faulring


B. RILEY WEALTH ADVISORS, INC.

Buffalo, NY 14210

CRD#: 115927

Years of Experience: 42

Total Disclosures: 17

Customer Disputes: 16

Regulatory Disclosures: 1

Other Disclosures: 0

Ellen Meredith Douglas

Broker

CRD#: 1208203


RNR SECURITIES, L.L.C.

East Meadow, NY 11554-1032

CRD#: 43689

Years of Experience: 39

Total Disclosures: 17

Customer Disputes: 16

Regulatory Disclosures: 0

Other Disclosures: 1

Reynold Frank Vaughan

Broker

CRD#: 1025788


SW FINANCIAL

Melville, NY 11747

CRD#: 145012

Years of Experience: 39

Total Disclosures: 17

Customer Disputes: 11

Regulatory Disclosures: 3

Other Disclosures: 3

Gerard Joseph Coraggio


AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.

New York, NY 10010

CRD#: 18487

Years of Experience: 46

Total Disclosures: 16

Customer Disputes: 1

Regulatory Disclosures: 0

Other Disclosures: 15

115,126 Results

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