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Displaying 10 out of 115,126 results

Derek Morris

Broker

CRD#: 1616953


ROBERT W. BAIRD & CO. INCORPORATED

New York, NY 10036

CRD#: 8158

Years of Experience: 30

Total Disclosures: 36

Customer Disputes: 0

Regulatory Disclosures: 0

Other Disclosures: 36

Matthew Stern Buchsbaum


UBS FINANCIAL SERVICES INC.

New York, NY 10171

CRD#: 8174

Years of Experience: 31

Total Disclosures: 32

Customer Disputes: 32

Regulatory Disclosures: 0

Other Disclosures: 0

Mark Sam Kolta


BRIDGEWAY WEALTH PARTNERS, LLC

New York, NY 10022

CRD#: 299810

Years of Experience: 14

Total Disclosures: 30

Customer Disputes: 28

Regulatory Disclosures: 1

Other Disclosures: 1

Reginald Norman Daniels

Broker

CRD#: 1599887


AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.

Brooklyn, NY 11218

CRD#: 18487

Years of Experience: 36

Total Disclosures: 27

Customer Disputes: 1

Regulatory Disclosures: 0

Other Disclosures: 26

Scott Michael Rosenberg


UBS FINANCIAL SERVICES INC.

New York, NY 10171

CRD#: 8174

Years of Experience: 26

Total Disclosures: 27

Customer Disputes: 27

Regulatory Disclosures: 0

Other Disclosures: 0

Eric Peter Weschke


COPPELL ADVISORY SOLUTIONS LLC

Years of Experience: 25

Total Disclosures: 24

Customer Disputes: 22

Regulatory Disclosures: 2

Other Disclosures: 0

Stanley Wong


CETERA ADVISORS LLC

Central Valey, NY 10917

CRD#: 10299

Years of Experience: 48

Total Disclosures: 23

Customer Disputes: 23

Regulatory Disclosures: 0

Other Disclosures: 0

Thomas Edison Kelly

Broker

CRD#: 2877415


AEGIS CAPITAL CORP.

New York, NY 10105

CRD#: 15007

Years of Experience: 26

Total Disclosures: 23

Customer Disputes: 19

Regulatory Disclosures: 0

Other Disclosures: 4

Howard David Brous

Broker

CRD#: 31868


WELLINGTON SHIELDS & CO., LLC

Locust Valley, NY 11560

CRD#: 149021

Years of Experience: 55

Total Disclosures: 21

Customer Disputes: 6

Regulatory Disclosures: 14

Other Disclosures: 1

Michael David Mathias


CETERA ADVISOR NETWORKS LLC

Mount Kisco, NY 10549

CRD#: 13572

Years of Experience: 38

Total Disclosures: 21

Customer Disputes: 20

Regulatory Disclosures: 0

Other Disclosures: 1

115,126 Results

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