Potomac Analytics' Logo

BrokerCheck

Get the facts on your financial advisor, free of charge.

Search for a Broker or Financial Advisor by Name:

Filter by:

Sort by:

Displaying 11-20 out of 1,037 results

Douglas Gene Schmitz


CLASSIC ASSET MANAGEMENT, LLC

Fargo, ND 58102

CRD#: 122030

Years of Experience: 35

Total Disclosures: 4

Customer Disputes: 3

Regulatory Disclosures: 0

Other Disclosures: 1

Paul Stanley Meyers


LPL FINANCIAL LLC

Fargo, ND 58104

CRD#: 6413

Years of Experience: 32

Total Disclosures: 4

Customer Disputes: 4

Regulatory Disclosures: 0

Other Disclosures: 0

Teresa Lee Hettinger


LPL FINANCIAL LLC

Bismarck, ND 58504

CRD#: 6413

Years of Experience: 26

Total Disclosures: 4

Customer Disputes: 0

Regulatory Disclosures: 0

Other Disclosures: 4

Teresa Marie Oclair


CALTON & ASSOCIATES, INC.

Bismarck, ND 58504

CRD#: 20999

Years of Experience: 25

Total Disclosures: 4

Customer Disputes: 4

Regulatory Disclosures: 0

Other Disclosures: 0

David Earl Nash


MORGAN STANLEY

Bismarck, ND 58503

CRD#: 149777

Years of Experience: 36

Total Disclosures: 3

Customer Disputes: 2

Regulatory Disclosures: 1

Other Disclosures: 0

Christopher John Birmingham


LPL FINANCIAL LLC

Fargo, ND 58104

CRD#: 6413

Years of Experience: 35

Total Disclosures: 3

Customer Disputes: 2

Regulatory Disclosures: 1

Other Disclosures: 0

Steven Wayne Stremick


SAGEPOINT FINANCIAL, INC.

Fargo, ND 58103-4135

CRD#: 133763

Years of Experience: 27

Total Disclosures: 3

Customer Disputes: 3

Regulatory Disclosures: 0

Other Disclosures: 0

Farrel Lynn Carlson


SECURITIES AMERICA, INC.

Bismarck, ND 58504

CRD#: 10205

Years of Experience: 26

Total Disclosures: 3

Customer Disputes: 3

Regulatory Disclosures: 0

Other Disclosures: 0

Mark Ryan Bierdeman


AMERIPRISE FINANCIAL SERVICES, LLC

Fargo, ND 58104

CRD#: 6363

Years of Experience: 26

Total Disclosures: 3

Customer Disputes: 2

Regulatory Disclosures: 1

Other Disclosures: 0

Kraig Thomas Rowekamp


RAYMOND JAMES FINANCIAL SERVICES, INC.

Grand Forks, ND 58201

CRD#: 6694

Years of Experience: 25

Total Disclosures: 3

Customer Disputes: 3

Regulatory Disclosures: 0

Other Disclosures: 0

1,037 Results

Display: