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Displaying 10 out of 1,037 results

John Richard Carlson


HENDRICKSON FINANCIAL SERVICES, LLC

Years of Experience: 25

Total Disclosures: 19

Customer Disputes: 17

Regulatory Disclosures: 1

Other Disclosures: 1

Debra Lynn Weisz

Broker

CRD#: 4019626


AMERIPRISE FINANCIAL SERVICES, LLC

Bismarck, ND 58501

CRD#: 6363

Years of Experience: 23

Total Disclosures: 7

Customer Disputes: 0

Regulatory Disclosures: 0

Other Disclosures: 7

John Fredrick Morgan

Broker

CRD#: 1360195


PARKLAND SECURITIES, LLC

Fargo, ND 58103

CRD#: 115368

Years of Experience: 38

Total Disclosures: 6

Customer Disputes: 1

Regulatory Disclosures: 0

Other Disclosures: 5

Lawrence Wilton Warren


CREATIVE PLANNING

Bismarck, ND 58504

CRD#: 105348

Years of Experience: 36

Total Disclosures: 6

Customer Disputes: 4

Regulatory Disclosures: 2

Other Disclosures: 0

Dale Francis Roehrich

Broker

CRD#: 1775964


PARKLAND SECURITIES, LLC

Fargo, ND 58104

CRD#: 115368

Years of Experience: 35

Total Disclosures: 6

Customer Disputes: 5

Regulatory Disclosures: 1

Other Disclosures: 0

Keith Allen Bjerk


RAYMOND JAMES FINANCIAL SERVICES, INC.

Grand Forks, ND 58201

CRD#: 6694

Years of Experience: 37

Total Disclosures: 5

Customer Disputes: 0

Regulatory Disclosures: 0

Other Disclosures: 5

Peter Karsten Hummel


MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Fargo, ND 58102

CRD#: 7691

Years of Experience: 35

Total Disclosures: 5

Customer Disputes: 5

Regulatory Disclosures: 0

Other Disclosures: 0

David Paul Bjornson

Broker

CRD#: 2250755


FBL MARKETING SERVICES, LLC

Mandan, ND 58554

CRD#: 5309

Years of Experience: 29

Total Disclosures: 5

Customer Disputes: 0

Regulatory Disclosures: 0

Other Disclosures: 5

Kristopher B Smith


CETERA ADVISOR NETWORKS LLC

Fargo, ND 58102

CRD#: 13572

Years of Experience: 21

Total Disclosures: 5

Customer Disputes: 1

Regulatory Disclosures: 3

Other Disclosures: 1

Catherine Leslie Feeley


INFINEX INVESTMENTS, INC.

Grand Forks, ND 58201

CRD#: 35371

Years of Experience: 18

Total Disclosures: 5

Customer Disputes: 5

Regulatory Disclosures: 0

Other Disclosures: 0

1,037 Results

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