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Displaying 11-20 out of 20,867 results

Clyde Lawrence Yarbrough


VIRTUE CAPITAL MANAGEMENT, LLC

New Bern, NC 28562

CRD#: 167816

Years of Experience: 16

Total Disclosures: 11

Customer Disputes: 1

Regulatory Disclosures: 1

Other Disclosures: 9

Mark Burton Abbott

Broker

CRD#: 3106588


SOUTHEAST INVESTMENTS, N.C., INC.

Charlotte, NC 28217

CRD#: 43035

Years of Experience: 25

Total Disclosures: 10

Customer Disputes: 0

Regulatory Disclosures: 0

Other Disclosures: 10

Stephan Amvame Ekekang


MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Belmont, NC 28012

CRD#: 7691

Years of Experience: 5

Total Disclosures: 10

Customer Disputes: 0

Regulatory Disclosures: 0

Other Disclosures: 10

Cynthia Louise Block-Taylor


MML INVESTORS SERVICES, LLC

Charlotte, NC 28209

CRD#: 10409

Years of Experience: 30

Total Disclosures: 9

Customer Disputes: 2

Regulatory Disclosures: 0

Other Disclosures: 7

Michael Paulding Thomas


INNOVATION PARTNERS LLC

Charlotte, NC 28210

CRD#: 146344

Years of Experience: 30

Total Disclosures: 9

Customer Disputes: 1

Regulatory Disclosures: 0

Other Disclosures: 8

Brian Craig Parker


SUPREME ALLIANCE LLC

Years of Experience: 23

Total Disclosures: 9

Customer Disputes: 0

Regulatory Disclosures: 2

Other Disclosures: 7

Thomas Vantine Hart

Investment Advisor

CRD#: 1082981


HART INVESTMENT MANAGEMENT INC.

Years of Experience: 20

Total Disclosures: 9

Customer Disputes: 9

Regulatory Disclosures: 0

Other Disclosures: 0

Christopher J Shaw


NEWBRIDGE SECURITIES CORPORATION

Belmont, NC 28012

CRD#: 104065

Years of Experience: 16

Total Disclosures: 9

Customer Disputes: 7

Regulatory Disclosures: 1

Other Disclosures: 1

Jared C Wix


MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Charlotte, NC 28202

CRD#: 7691

Years of Experience: 11

Total Disclosures: 9

Customer Disputes: 0

Regulatory Disclosures: 0

Other Disclosures: 9

Cristian A Patino

Broker

CRD#: 6769051


PFS INVESTMENTS INC.

Raleigh, NC 27615

CRD#: 10111

Years of Experience: 5

Total Disclosures: 9

Customer Disputes: 0

Regulatory Disclosures: 0

Other Disclosures: 9

20,867 Results

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