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Displaying 11-20 out of 4,803 results

Brian Daniel Parker


RDA FINANCIAL NETWORK

Covington, LA 70433

CRD#: 147309

Years of Experience: 30

Total Disclosures: 7

Customer Disputes: 3

Regulatory Disclosures: 2

Other Disclosures: 2

Bryan Gerald Musso


ADVISOR RESOURCE COUNCIL

Metairie, LA 70002

CRD#: 164109

Years of Experience: 30

Total Disclosures: 7

Customer Disputes: 7

Regulatory Disclosures: 0

Other Disclosures: 0

Samuel Louis Hebert


NYLIFE SECURITIES LLC

Lake Charles, LA 70601

CRD#: 5167

Years of Experience: 27

Total Disclosures: 7

Customer Disputes: 7

Regulatory Disclosures: 0

Other Disclosures: 0

Robert Michael Alvarez


INTERNATIONAL ASSETS ADVISORY, LLC

Metairie, LA 70002

CRD#: 10645

Years of Experience: 22

Total Disclosures: 7

Customer Disputes: 4

Regulatory Disclosures: 1

Other Disclosures: 2

Anthony Phillip Dinatale

Investment Advisor

CRD#: 3238955


BAVARIAN WEALTH MANAGEMENT, INC.

New Orleans, LA 70130

CRD#: 135035

Years of Experience: 16

Total Disclosures: 7

Customer Disputes: 5

Regulatory Disclosures: 0

Other Disclosures: 2

James Ernest Dickerson

Broker

CRD#: 5989609


ALLSTATE FINANCIAL SERVICES, LLC

Gonzales, LA 70737-8179

CRD#: 18272

Years of Experience: 11

Total Disclosures: 7

Customer Disputes: 0

Regulatory Disclosures: 0

Other Disclosures: 7

Tricia Bordelon Barrera


EDWARD JONES

New Orleans, LA 70130

CRD#: 250

Years of Experience: 6

Total Disclosures: 7

Customer Disputes: 0

Regulatory Disclosures: 0

Other Disclosures: 7

Robert Keith Incaprera


AMERIPRISE FINANCIAL SERVICES, LLC

New Orleans, LA 70163-1000

CRD#: 6363

Years of Experience: 41

Total Disclosures: 6

Customer Disputes: 5

Regulatory Disclosures: 1

Other Disclosures: 0

Michael Ray Jones


ARGENT ADVISORS, INC.

Ruston, LA 71270

CRD#: 112028

Years of Experience: 39

Total Disclosures: 6

Customer Disputes: 5

Regulatory Disclosures: 1

Other Disclosures: 0

Tim Paul Peyton

Broker

CRD#: 1773817


CROWN CAPITAL SECURITIES, L.P.

Gretna, LA 70056

CRD#: 6312

Years of Experience: 35

Total Disclosures: 6

Customer Disputes: 6

Regulatory Disclosures: 0

Other Disclosures: 0

4,803 Results

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