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Displaying 11-20 out of 7,044 results

Mark Thomas Lamkin


CALTON & ASSOCIATES, INC.

Louisville, KY 40243

CRD#: 20999

Years of Experience: 32

Total Disclosures: 7

Customer Disputes: 3

Regulatory Disclosures: 2

Other Disclosures: 2

William Carlson Nagy


SILVER OAK SECURITIES, INCORPORATED

Crestview Hills, KY 41017

CRD#: 46947

Years of Experience: 32

Total Disclosures: 7

Customer Disputes: 5

Regulatory Disclosures: 1

Other Disclosures: 1

Donald Eugene Bentley


FWG INVESTMENTS, LLC

Lexington, KY 40509

CRD#: 284064

Years of Experience: 25

Total Disclosures: 7

Customer Disputes: 5

Regulatory Disclosures: 2

Other Disclosures: 0

Christina Rose Campbell

Broker

CRD#: 5950646


FIDELITY BROKERAGE SERVICES LLC

Covington, KY 41015

CRD#: 7784

Years of Experience: 12

Total Disclosures: 7

Customer Disputes: 0

Regulatory Disclosures: 0

Other Disclosures: 7

Jane Bischoff Smith


LINCOLN FINANCIAL SECURITIES CORPORATION

Louisville, KY 40241

CRD#: 3870

Years of Experience: 34

Total Disclosures: 6

Customer Disputes: 6

Regulatory Disclosures: 0

Other Disclosures: 0

Christopher Joseph Mallory


AMERIPRISE FINANCIAL SERVICES, LLC

Louisville, KY 40222

CRD#: 6363

Years of Experience: 26

Total Disclosures: 6

Customer Disputes: 4

Regulatory Disclosures: 0

Other Disclosures: 2

David Edward Debrot


EDWARD JONES

Campbellsville, KY 42718

CRD#: 250

Years of Experience: 9

Total Disclosures: 6

Customer Disputes: 0

Regulatory Disclosures: 0

Other Disclosures: 6

William James Barker

Broker

CRD#: 1137398


FIRST KENTUCKY SECURITIES CORPORATION

Louisville, KY 40207

CRD#: 7524

Years of Experience: 40

Total Disclosures: 5

Customer Disputes: 0

Regulatory Disclosures: 0

Other Disclosures: 5

Robert Solon Elliott


RAYMOND JAMES & ASSOCIATES, INC.

Louisville, KY 40202

CRD#: 705

Years of Experience: 38

Total Disclosures: 5

Customer Disputes: 5

Regulatory Disclosures: 0

Other Disclosures: 0

John Anthony Casconi


MONEY CONCEPTS CAPITAL CORP

Louisville, KY 40243

CRD#: 12963

Years of Experience: 36

Total Disclosures: 5

Customer Disputes: 4

Regulatory Disclosures: 0

Other Disclosures: 1

7,044 Results

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