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Displaying 31-40 out of 33,957 results

Michael Anthony New

Broker, Investment Advisor

CRD#: 3011733

LPL FINANCIAL LLC

Wood Dale, IL 60191

CRD#: 6413

Years of Experience: 25

Total Disclosures: 8

Customer Disputes: 2

Regulatory Disclosures: 0

Other Disclosures: 6

Craig William Myers

Broker, Investment Advisor

CRD#: 3097921

AMERIPRISE FINANCIAL SERVICES, LLC

Monticello, IL 61856

CRD#: 6363

Years of Experience: 25

Total Disclosures: 8

Customer Disputes: 0

Regulatory Disclosures: 0

Other Disclosures: 8

Christopher Jon Hale

Broker, Investment Advisor

CRD#: 2692696

STANCORP EQUITIES, INC.

Schaumburg, IL 60173

CRD#: 19517

Years of Experience: 23

Total Disclosures: 8

Customer Disputes: 0

Regulatory Disclosures: 0

Other Disclosures: 8

Rodel P Uy

Broker

CRD#: 4892634

BELVEDERE TRADING LLC

Chicago, IL 60606

CRD#: 132605

Years of Experience: 17

Total Disclosures: 8

Customer Disputes: 0

Regulatory Disclosures: 0

Other Disclosures: 8

Jeffrey T Kennedy

Broker, Investment Advisor

CRD#: 5094149

CENTER STREET SECURITIES, INC.

Quincy, IL 62301

CRD#: 26898

Years of Experience: 17

Total Disclosures: 8

Customer Disputes: 7

Regulatory Disclosures: 0

Other Disclosures: 1

Richard Arthur Polatchek

Broker

CRD#: 2345451

X-CHANGE FINANCIAL ACCESS, LLC

Chicago, IL 60606

CRD#: 126201

Years of Experience: 11

Total Disclosures: 8

Customer Disputes: 0

Regulatory Disclosures: 1

Other Disclosures: 7

John David Jacobs

Broker, Investment Advisor

CRD#: 872707

UBS FINANCIAL SERVICES INC.

Chicago, IL 60606

CRD#: 8174

Years of Experience: 44

Total Disclosures: 7

Customer Disputes: 5

Regulatory Disclosures: 2

Other Disclosures: 0

Steven Francis O'Brien

Broker, Investment Advisor

CRD#: 1024861

WELLS FARGO CLEARING SERVICES, LLC

Oak Brook, IL 60523

CRD#: 19616

Years of Experience: 41

Total Disclosures: 7

Customer Disputes: 3

Regulatory Disclosures: 0

Other Disclosures: 4

Bruce Gene Vollrath

Broker, Investment Advisor

CRD#: 1212255

LASALLE ST SECURITIES, L.L.C.

Frankfort, IL 60423

CRD#: 7191

Years of Experience: 39

Total Disclosures: 7

Customer Disputes: 4

Regulatory Disclosures: 2

Other Disclosures: 1

Leslie Benjamin Goldstein

Broker, Investment Advisor

CRD#: 1300590

ARETE WEALTH MANAGEMENT, LLC

Park Ridge, IL 60068

CRD#: 44856

Years of Experience: 38

Total Disclosures: 7

Customer Disputes: 4

Regulatory Disclosures: 2

Other Disclosures: 1

33,957 Results

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