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Displaying 10 out of 7,077 results

Dennis Roy Higgins

Broker

CRD#: 2844981


ATHENE SECURITIES, LLC

West Des Moines, IA 50266

CRD#: 36867

Years of Experience: 20

Total Disclosures: 16

Customer Disputes: 0

Regulatory Disclosures: 0

Other Disclosures: 16

Robert J Belman


PRINCIPAL SECURITIES, INC.

Davenport, IA 52807

CRD#: 1137

Years of Experience: 35

Total Disclosures: 11

Customer Disputes: 1

Regulatory Disclosures: 0

Other Disclosures: 10

Gregory Roy Tucker

Broker

CRD#: 501274


D.A. DAVIDSON & CO.

Des Moines, IA 50309

CRD#: 199

Years of Experience: 44

Total Disclosures: 10

Customer Disputes: 8

Regulatory Disclosures: 1

Other Disclosures: 1

Douglas Dean Vander Weide

Investment Advisor

CRD#: 2006093


VALIANT WEALTH, LLC

West Des Moines, IA 50266

CRD#: 146911

Years of Experience: 24

Total Disclosures: 10

Customer Disputes: 10

Regulatory Disclosures: 0

Other Disclosures: 0

Yat Hei Jonathan Yeung

Broker

CRD#: 6925237


TRANSAMERICA CAPITAL, INC.

Hiawatha, IA 52233

CRD#: 8217

Years of Experience: 4

Total Disclosures: 10

Customer Disputes: 0

Regulatory Disclosures: 0

Other Disclosures: 10

Paul John Schulte


SECURITIES AMERICA, INC.

West Des Moines, IA 50266

CRD#: 10205

Years of Experience: 31

Total Disclosures: 9

Customer Disputes: 1

Regulatory Disclosures: 0

Other Disclosures: 8

Steven Michael Boyd

Broker

CRD#: 1123044


INTERNATIONAL ASSETS ADVISORY, LLC

Cedar Falls, IA 50613

CRD#: 10645

Years of Experience: 26

Total Disclosures: 9

Customer Disputes: 0

Regulatory Disclosures: 0

Other Disclosures: 9

Jody Kent

Broker

CRD#: 6687816


PRINCIPAL SECURITIES, INC.

Des Moines, IA 50392

CRD#: 1137

Years of Experience: 6

Total Disclosures: 9

Customer Disputes: 0

Regulatory Disclosures: 0

Other Disclosures: 9

Arlen Glenn Dykhuis

Broker

CRD#: 5285074


SAMMONS FINANCIAL NETWORK, LLC

West Des Moines, IA 50266

CRD#: 158538

Years of Experience: 15

Total Disclosures: 8

Customer Disputes: 8

Regulatory Disclosures: 0

Other Disclosures: 0

Steven William Link


AMERIPRISE FINANCIAL SERVICES, LLC

Fort Madison, IA 52627-2913

CRD#: 6363

Years of Experience: 31

Total Disclosures: 7

Customer Disputes: 7

Regulatory Disclosures: 0

Other Disclosures: 0

7,077 Results

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