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Displaying 11-20 out of 44,127 results

Luis Alberto Rosario


OPPENHEIMER & CO. INC.

Fort Lauderdale, FL 33301

CRD#: 249

Years of Experience: 20

Total Disclosures: 21

Customer Disputes: 21

Regulatory Disclosures: 0

Other Disclosures: 0

Aishka O Lugo


UBS FINANCIAL SERVICES INC.

Tampa, FL 33602

CRD#: 8174

Years of Experience: 22

Total Disclosures: 20

Customer Disputes: 20

Regulatory Disclosures: 0

Other Disclosures: 0

Albert S Humphrey

Broker

CRD#: 1036349


NEWBRIDGE SECURITIES CORPORATION

Boca Raton, FL 33432

CRD#: 104065

Years of Experience: 41

Total Disclosures: 18

Customer Disputes: 16

Regulatory Disclosures: 1

Other Disclosures: 1

Sumaya De los Angeles Musa


UBS FINANCIAL SERVICES INC.

Aventura, FL 33180

CRD#: 8174

Years of Experience: 28

Total Disclosures: 18

Customer Disputes: 18

Regulatory Disclosures: 0

Other Disclosures: 0

Michael Lee Wells


PFS INVESTMENTS INC.

Greenacres, FL 33463

CRD#: 10111

Years of Experience: 39

Total Disclosures: 17

Customer Disputes: 17

Regulatory Disclosures: 0

Other Disclosures: 0

Rafael Alberto Gonzalez


MORGAN STANLEY

Coral Gables, FL 33134

CRD#: 149777

Years of Experience: 31

Total Disclosures: 16

Customer Disputes: 16

Regulatory Disclosures: 0

Other Disclosures: 0

Felix Alberto Bartolomei


CUSO FINANCIAL SERVICES, L.P.

Orlando, FL 32801

CRD#: 42132

Years of Experience: 26

Total Disclosures: 16

Customer Disputes: 16

Regulatory Disclosures: 0

Other Disclosures: 0

Arni Jay Diamond


EMPIRIKAL PARTNERS LLC

Jacksonville, FL 32258

CRD#: 282691

Years of Experience: 25

Total Disclosures: 16

Customer Disputes: 15

Regulatory Disclosures: 0

Other Disclosures: 1

Theresa L McMasters


RAYMOND JAMES & ASSOCIATES, INC.

Stuart, FL 34994

CRD#: 705

Years of Experience: 23

Total Disclosures: 16

Customer Disputes: 0

Regulatory Disclosures: 0

Other Disclosures: 16

Jack Alan Sapolsky

Broker

CRD#: 1338925


PFS INVESTMENTS INC.

Margate, FL 33068

CRD#: 10111

Years of Experience: 37

Total Disclosures: 15

Customer Disputes: 6

Regulatory Disclosures: 0

Other Disclosures: 9

44,127 Results

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